Settlement Officer, Operations
CLSA · Seoul
Position Description
As part of the trade support / settlement team, we are responsible for processing cash equities and F&O settlements.
Engaged in overseas bond settlements for Treasury Liquidity Investment and ETF/ Single Stock Market Making Business.
Supporting outbound trades for Korea domestic clients; and
Improving existing internal control and requirements.
Key Areas of Responsibilities
Perform daily middle and back office operations and respond on internal and external client’s inquires;
Liaising with overseas operations to complete cash equities trades matching on daily trading support and administrations issues;
Monitor daily trade cycle and resolve the breaks, perform daily trades reconciliation;
Processing Korea Clients On-Boarding and accounts setup and static management;
Release outbound confirmations for KR domestic clients and monitoring settlement status;
Back up the overall operation/settlement in both cash equities, F&O, and other business;
Preparation of Regulatory reporting to FSS, KRX, KSFC, BOK and etc.; and
Participate in projects as assigned.
Requirement
Degree holder, preferred major in Business, Finance or Accounting related discipline
Minimum 5 years of experience in Operations/Middle Office within Securities Brokerage Industries
Familiarity with cross-border investment via QFI, Stock Connect and Bond Connect
Knowledge of investment products such as equities, fixed income, future, option, FX and etc.
Strong sense of accountability and responsibilities for owning issues through to resolution
Strong Communicator (articulate and literate), highly self-motivated, attentive to details, diligent and a good team player
Proficiency in both spoken and written English and Korean.
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