Associate, GWBEQ - Institutional Equity Sales - Execution MY

CIMB Group · Malaysia

Key Responsibilities

1. Trade Execution Support

Execute client orders accurately and efficiently under the guidance of senior dealers.
Monitor order flow and manage less complex trades, including program trades, VWAP orders, and Direct Market Access (DMA) transactions.
Assist in the preparation, maintenance, and reconciliation of trade blotters and execution reports.

2. Market Monitoring

Monitor real-time market movements, stock prices, and trading volumes to identify trading and execution opportunities.
Provide timely market updates and insights to senior traders, sales teams, and relevant stakeholders.

3. Client Order Management

Ensure prompt and accurate communication with clients regarding order status, trade confirmations, and market developments.
Respond to client inquiries related to trade execution and escalate complex issues to senior dealers when required.

4. Compliance and Risk Management

Ensure all trading activities comply with regulatory requirements, exchange rules, and internal policies.
Monitor trading activities against established risk parameters and promptly report any discrepancies or unusual trading patterns.

5. Operational Support

Assist in trade reconciliation and collaborate with middle and back-office teams to resolve settlement-related issues.
Maintain accurate trading records, reports, and compliance documentation to support operational efficiency.

Key Requirements

Bachelor's Degree in Finance, Economics, Business Administration, Accounting, or a related discipline.
1 to 2 years of relevant experience in institutional dealing, equity trading or capital markets.
Basic knowledge of equity markets, market microstructure, trading strategies, and financial instruments.
Familiarity with trading platforms and market information systems such as Bloomberg, Fidessa, or equivalent OMS/EMS platforms.