Head, Fund Supervisory and Custodian Services and Facility Agent & Security Agent TH

CIMB Thailand · Thailand

Responsibilities:

Plan and manage activities to ensure agreed the standard process is met and align with the business directions.
Process optimization in Fund Supervisory and Custodian Service
Maintain strong business partnership with Finance Institute, Securities Services, Technology, Operations and Human Resource to provide incremental value added services.
Supervise our teams are operate/manage within turn around time and shall align to Prospectus, Local Operating procedure manual, Local Law and regulation.
Supervise Fund and related parties are smooth operate.
Ensure satisfactory internal audit and regulatory inspection
Work with Relationship managers, Securities Service Product, Compliance and related unites to efficient our duties and obligations
To management Fund/Customer require whether shall provide supporting document, services within turn around time
Continuously communicated, coach, share knowledge and provide appropriate training to teams.
Identify high potential employees capable of driving future growth and performance
Establishes an inclusive and positive team oriented work environment and treats all employees with dignity and respect.
Ensure Fund is operate to Prospectus, Local law and regulations.
Ensure our process and duties comply to Local operating procedure manual, Prospectus, Local Law and Regulation.

Qualifications:

Bachelor’s degree or upper in Business, Finance or Economics
Experienced custodian Bank 5 years
Knowledge Banking product such as Fund Transfer (Bahtnet, SWIFT).
Knowledge securities services such as investment securities (Bond, Common stock, Debenture, Time deposit, Paper Securities).
Knowledge local law and regulation of BOT such as NRBA, NRBS, DMS
Knowledge local law and regulation of SEC such as Mutual Investment, Property Fund Investment.
Good command of English
Good computer skills in Microsoft excel and word
Good communication and people management skill
Negotiation skill
Leadership Management skill
Banking experience background
Positive Thinking, good attitude and respect people

To ensure that all activities related to Fund Supervisory, Custodian Service, Facility Agent and Security Agent are delivered in good quality in accordance to SLA, Local Operating Procedure Manual, Prospectus, Credit Facility Agreement and Local Law and Regulations to support business partners to achieved target.

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