Operations - Associate Director
EFG · Hong Kong
Responsibilities
- Responsible for structured note and derivatives trade processing.
- Liaise with sales team and traders on derivatives trade booking issue.
- Handle life-cycle events.
- Work with head office on security setup and maintain the market price update.
- Maintain proper transaction records.
- Perform daily reconciliation on traders’ blotters against the system records and broker trade confirmations.
- Handle market data administration.
- Review and investigate on any unmatched entries in both cash and securities reconciliation reports.
- Liaise with traders, brokers, and custodians to resolve any settlement issues or discrepancies.
- Ensure compliance with all regulatory requirements and internal policies.
- Handle ad-hoc projects as required.
- Perform day-end control
- Handle enquires from internal/external parties.
Requirements
- Bachelor's degree or above
- Strong commitment and able to operate in a dynamic working environment where Communication and teamwork skills are essential
- Good interpersonal skills and ability to work under pressure.
- 5+ years of working experience in banking or financial institutional, preferably in securities settlement