AVP, Listing Enforcement

HKEX

Company Introduction:

We’re home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.

HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."

Job Summary:

You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye for detail. The successful candidate will have the highest integrity, and be motivated by the prospect of unravelling complex issues in the cause of fairness and justice.

Job Duties:

Responsibilities:

Investigate potential misconduct and breaches relating to the Listing Rules
Conduct disciplinary action, including presentation before the Listing Committee
Assist in all enforcement matters, including in furthering the objectives of the Department
Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department

Requirements:

Qualified lawyer with at least 6 years of PQE
Civil litigation with substantial experience in drafting pleadings (including further and better particulars), witness statements and legal advice
Experience in Exchange disciplinary action SFC disciplinary/court action will be highly regarded
Strong interpersonal and presentation skills
Strong analytical, writing and advocacy skills
Fluency in written and spoken English
Good command of written and spoken Chinese (proficiency in Putonghua is preferred)
Professional and mature
Work commitment
Team player
Efficient and able to multi-task

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

Location:

Shift:

N/A

Scheduled Weekly Hours:

Worker Type:

Permanent

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