Internal Audit - Wealth Management Auditor – Associate

JPMorgan Chase · Singapore

Shape how a leading wealth management business manages risk by bringing curiosity, judgment, and a control mindset to complex activities. You’ll work with senior stakeholders across business, operations, and technology while building deep expertise in products, regulations, and governance. We’ll support your growth through exposure to a wide range of audits and meaningful feedback from experienced audit leaders. Your work will help teams improve processes, manage risk, and deliver better outcomes for clients.

As a Wealth Management Auditor (Associate) within Internal Audit, you will help deliver audit coverage across the Wealth Management business in Asia. You’ll plan and execute risk-based audits, evaluate the design and effectiveness of controls, and communicate insights that drive measurable improvement. You’ll partner closely with business, operations, technology, and control stakeholders to understand risks and influence sustainable solutions. You’ll contribute to high-quality audit reporting, issue validation, and continuous monitoring in a fast-changing regulatory and market environment.

This role is based in Singapore and supports audit coverage across Wealth Management activities and supporting functions in Asia. You’ll collaborate with regional and global audit partners to deliver consistent methodology, strong stakeholder engagement, and timely execution across multiple audit engagements.

Job responsibilities

Participate in end-to-end audit engagements, including risk assessment, planning, testing, control evaluation, reporting, and issue validation
Analyze business, product, operational, and technology processes to identify key risks and control gaps
Evaluate the design and operating effectiveness of controls and document clear, evidence-based conclusions
Draft audit deliverables, including workpapers and audit reports, with a focus on clarity, accuracy, and actionability
Communicate audit issues and improvement opportunities to management and partners in a constructive, solutions-oriented way
Track, follow up, and verify closure of audit issues, including validating remediation evidence and sustainability of fixes
Support audit project management by managing timelines, milestones, and deliverables across multiple workstreams
Lead or support on-the-job coaching by providing timely review notes and constructive feedback within audit teams
Partner with stakeholders to maintain strong working relationships and a culture of proactive engagement
Monitor regulatory, market, and industry developments relevant to wealth management and supporting technology
Support responses to regulatory requests and participate in regulatory-required reviews as needed

Required qualifications, capabilities, and skills

Bachelor’s degree in Accounting, Finance, Economics, or a related discipline
Minimum 6 years of experience in internal audit, external audit, risk management, or control functions within financial services, with exposure to wealth management or private banking activities
Working knowledge of wealth management products and services (e.g., investment advisory, discretionary portfolio management, brokerage, and banking offerings)
Experience performing risk assessments, designing audit procedures, executing testing, and documenting work in a structured audit methodology
Ability to assess control design and operating effectiveness, including evaluating the likelihood and impact of control weaknesses
Knowledge of fiduciary and wealth management regulatory requirements applicable to financial institutions (across relevant jurisdictions)
Strong written and verbal communication skills, including the ability to present complex and sensitive issues clearly to diverse audiences
Strong stakeholder management skills with experience partnering across business and control functions
Demonstrated ability to manage priorities, meet deadlines, and adapt to changing requirements in a dynamic environment
Strong problem-solving and analytical skills, with attention to detail and sound professional judgment
Ability to work effectively both independently and collaboratively, contributing to an inclusive and supportive team environment

Preferred qualifications, capabilities, and skills

Professional certification such as Chartered Financial Analyst (CFA), Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or equivalent
Experience auditing fiduciary activities within a financial institution
Experience auditing technology-enabled processes, data controls, or third-party/vendor risk relevant to wealth management
Experience coordinating audits across multiple regions or working with global teams
Experience preparing for or supporting regulatory examinations, inquiries, or required reviews
Proficiency in Chinese language
Strong data analytics skills using Alteryx, Python and other similar tools

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

Deliver risk-based audits that strengthen controls and outcomes across Wealth Management in Asia.

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