Supervisory Officer
UBS · New York City
Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?We're looking for someone like this who can:
• help drive initiatives related to sales supervision, compliance and business risk, including implementation and education
• review various supervision processes
• support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
• partner with Compliance, including providing input to policy and supporting communication of policies
• serve as a point of contact for issues that cannot be resolved, and escalate issues as required