Assistant Vice President, STAMC Risk and Compliance TH

CIMB Thailand · Thailand

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Business Performance and Management

To communicate, advise and monitor business activities to ensure compliance with rules and regulations
Regulate the KYC register for periodic review of risk levels.
Act as a coordinator to deliver the transaction report form to the Anti-Money Laundering Office.
To be a risk assessment coordinator who is responsible for reporting in the AMRAC system of the Anti-Money Laundering Office.
Coordinating DRP Exercise Bank wide, Call Tree
Assessing external service providers' risks. (assessment company) and annual money laundering risk assessment
To communicating and facilitating the operational risk management policies, processes and limits as well as validating compliance with the approved Operational Risk Management Framework.

Regulatory Compliance

To inform management and/or staff on new regulation and/or announcement from relevant regulatory bodies in timely manner;
To liaise with the relevant regulatory bodies in matters relating to compliance;
Tracks and monitor the Company’s compliances;
To ensure timely submission of reports and other information to management and any other applicable regulatory bodies’
To act as independent channel to receive complaints from customers and to report to CEO on periodic basis on any complaints received;
To arrange Shareholders Meeting and Board of Directors Meeting, prepare agenda for the meeting and take the minutes of the meeting
Safekeeping of resolutions and any other relevant documents
To provide training on compliance, PDPA law, and AML/CFT matter
Perform as the center in compiling complaint issues that need to be submitted to regulatory

Qualification:

Bachelor’s degree or higher in Business Administration, Laws, Finance or other related
Experience in Compliance, Internal Audit, Law or Internal Control in Banking, Non-Bank and/or Asset Management Companies at least 1-3 years
Good communication skill, both writing and interpersonal
Initiative and responsible, enthusiastic and able to work hard
Structural thinking, Strong skill in problem-solving, and good coordinated skills
Ability to work under pressure whilst meeting deadlines
Good command of spoken and written English
Have good computer skills (Email, Word, Excel, Power point)

Ensuring the Company and its departments comply with the applicable policies and regulations of CIMB Group, Bank of Thailand and other relevant statutory regulatory bodies. And also to assess and manage company risks effectively and propose/implement appropriate measures to reduce all other risk areas. Develop risk management manuals for STAMC internal departments and update them as necessary and provide reports and other information to management and other relevant regulators.

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