Authorized Officer, Financial Crime Surveillance Officer
UBS · United States
UBS Business Solutions US LLC is seeking an Authorized Officer, Financial Crime Surveillance Officer in Weehawken, NJ.Are you an innovative thinker? Are you focused on the details, even when under pressure? Do you enjoy delivering enhanced change capabilities across a range of business functions?
We’re looking for an Authorized Officer, Financial Crime Surveillance Officer to:
• Act as a second line of defense challenge function with mandates to perform risk-based monitoring, surveillance, and control activities over a wide range of business activities.
• Fight against improper conduct from clients and employees, including market manipulation, conflicts of interest, fraud, and terrorist financing.
• Leverage automated and manual solutions to target risks associated with behavior that may potentially compromise the firm's reputation or financial well-being.
• Review client transactions, conduct initial analysis and identify suspicious activity and escalate cases for further review. Research entities and individuals using both public domain and database search services.
• Maintain regular contact with branch personnel to obtain necessary information about customers and account activity. Help with the design and development of monitoring reports and assist management with testing enhancements to the monitoring program. Can work hybrid (In-office/remote).
Qualified Applicants apply through SH-ProfRecruitingcc@ubs.com. Please reference
002316. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI