Senior Associate, Specialist, Regulatory & Process Control, Consumer Banking Group

DBS · Regional Office Mumbai

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Business Function

As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, to help our customers realise their dreams and aspirations at every life stage. 

Responsibilities

• Ensure strict adherence to regulatory guidelines and maintain robust internal controls for the Consumer Liabilities and Payments business.
• Monitor and analyze regulatory updates, assessing their impact on consumer banking products and operational processes.
• Support in developing, implementing, and reviewing governance frameworks.
• Conduct regular risk assessments, process reviews, and control self-assessments to proactively identify and mitigate operational risks.
• Collaborate with key stakeholders, including Legal, Compliance, and Risk Management, to align business practices with regulatory expectations.
• Manage the resolution of internal/external audit findings and regulatory reviews, ensuring timely execution of corrective actions.
• Provide advisory support to product teams on governance, risk, and compliance matters throughout the product lifecycle.

Requirements

• Degree in Business, Finance, Law, or a related discipline.
• Proven experience in regulatory compliance, risk management, or process control within the consumer banking sector.
• Deep understanding of consumer liabilities, payments products, and banking regulations.
• Demonstrated ability to design, evaluate, and optimize internal control frameworks.
• Prepare dashboards on regulatory updates
• Reviewing Product and processes in line with regulatory guidelines.
• Supporting Branches on Process related queries.
• Drive data quality analytics and remediation.
• Identifying journey gaps from a regulatory perspective, preparing Business Requirement Documents and driving implementation with Platform and Technology.
• Drive Regulatory Campaigns
• Strong analytical, critical thinking, and problem-solving skills.
• Excellent interpersonal and stakeholder management skills, with the ability to collaborate effectively across diverse teams.
• High level of integrity, detail-oriented, and proactive in managing risk.

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