FSO - Assurance - Audit - Risk & Regulatory Assurance - Senior/Staff Accountant - Hong Kong
EY · Hong Kong
Assurance - Audit - Financial Services (Risk & Regulatory Assurance) - Senior/Staff Accountant- Hong Kong
- Risk and Regulatory Assurance team sits within our Assurance - Financial Services Organisation and is a fast growing and developing group globally
- and in Hong Kong. It offers you a dynamic and continuously changing portfolio as we respond to, and foresee client needs on an ongoing basis.
- The Opportunity
- Within EY's Assurance service line, our professionals provide:
- Services relating to HKMA/ SFC Independent reviews (including pre or post review assurance/attestation)
- Internal control review & assurance services (including ISAE 3000, ISAE 3402 reports)
- Services focused on ensuring the effectiveness of remediation efforts
- Regulatory filing and reporting
Responsibilities, Qualifications, Certifications
Responsibilities:
- Taking ownership on work streams on engagements
- Working as part of a larger team and day-to-day communication with clients
- Taking responsibility for the conduct of reviews and preparation of reports according to EY methodology,
making oral presentations of findings/recommendations to client’s management team(s) - Identifying the impact of forthcoming regulatory change, and support clients on the potential impact
- Identifying and testing key systems and controls for demonstrating compliance with applicable SFC/HKMA regulations
- Assessing and advising clients in building a holistic governance and risk management framework in response to
remediation of findings and/ or evolving regulatory requirements - Contributing to business development including bidding proposals and go-to-market materials
Requirements:
- Bachelor’s degree preferably in one of the following areas: Accounting/ Finance/ Risk Management/ Business Management, or other related majors
- Professional qualification(s) such as CPA, FRM, CFA or equivalent are preferred
- At least 2 years' relevant experience in providing audit/ risk advisory services for the financial services industry
- Knowledge and experience within the Banking and Capital Markets or Wealth and Asset management,
with a strong understanding of the regulatory challenges within the Hong Kong/Greater China market - Detailed understanding of the HKMA or SFC requirements
- Experienced in performing controls and assurance related regulatory projects
- Strong report writing skills and excellent communication/presentation skills
- Experience with regulatory bodies ideal
What working at EY offers
- Support, coaching and feedback from some of the most engaging colleagues around
- Opportunities to develop new skills and progress your career
- The freedom and flexibility to handle your role in a way that’s right for you
- About EY
- As a global leader in assurance, tax, transaction and advisory services, we’re using the finance products, expertise and systems we’ve developed to build a better working world. That starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. Whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. And with a commitment to hiring and developing the most passionate people, we’ll make our ambition to be the best employer by 2020 a reality.
- If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.
- Join us in building a better working world.