Chief Operating Officer, Taiwan Equities

HSBC · Taipei

Functional Description:

HSBC Securities Taiwan is a full licensed securities house with focus on cash equity

brokerage business in Taiwan.

People Responsibility: Y

Reports To:

Functional Reporting To: Global Markets Equities Business Manager APAC

Entity Reporting To: Managing Director and CEO

Role Purpose (Junior roles can be exempt)

Job Contents

Ensure focus on strategic delivery for Taiwan Equities, and manage the delivery of country and regional strategy
Partner across functions to deliver business priorities, ad hoc initiatives and strategic change.
Drive execution of Equities operational plans and front-to-back process improvements to enhance efficiency, service quality and operational resilience.
Maintain a strong control environment by working closely with internal support teams to ensure risks are understood, monitored, reported and managed within appetite.
Drive new product implementation, including execution and completion of required product governance procedures.
Challenge existing working practices and promote continuous improvement across the Equities team

Qualification/License Requirement

Strong experience in business management, with the ability to lead and deliver a broad range of local and regional strategic initiatives, including through indirect management and cross-functional influence.
Good knowledge of Equities market products and strong understanding of controls and operational risk.
Excellent interpersonal, communication and stakeholder management skills, including the ability to influence, negotiate and provide clear updates to senior management on progress and key developments.
Strong leadership presence, with the ability to motivate, influence and work effectively across team-based and matrix environments.
Confidence and judgment to represent Business Heads when delegated.
License Requirement: Senior Securities Specialist License (SSEC,證券商高級業務人員) is preferred.